Focus on 506(b) and 506(c) offerings under Regulation D of the Securities Act. Sectors we focus on include commercial real estate syndications, energy development, cryptocurrency, technology, and ESG-focused funds.
Planning ahead based on your goals, your existing or targeted customer base, and tax efficiency sets the stage for success.
Creation of blocker entities in certain tax-advantaged jurisdictions for attracting foreign investment.
The best way to avoid a problem is to anticipate and prevent it from occurring. We offer compliance software platforms for all of your regulatory needs, including interactive portals for issuers and investors, document repositories, and comprehensive reporting calendars.
Annual, semi-Annual, and quarterly regulatory updates for the informed adviser or issuer.
Maintenance services for your corporate entities with the various jurisdictions where you do business.
Representation of GPs and LPs with respect to their rights under Regulation D offerings for restricted securities. Review of offering documents, side letters, and sidecar investments for individual Accredited Investors, angel investors, family offices, and pension funds allocating significant capital to private capital markets.
Representation of stakeholders in closely-held partnerships, family businesses, and general corporate business organizations.
Typical management arrangement between capital partners and operator/developer partners for commercial real estate development. Focused attention to ensure all parties interests are properly documented, with negotiated waterfall and fee structures according to the parties’ intentions, liquidity and exit rights, and major decisions rights accurately reflecting affirmative and negative control.